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The DA 2166-9-1 form serves as a crucial tool in the evaluation of Non-Commissioned Officers (NCOs) within the U.S. Army. This evaluation report is specifically designed for Sergeants and encompasses various sections that detail the soldier's performance, professionalism, and potential for future assignments. Part I collects essential administrative data, including the NCO's name, Social Security Number, rank, and the period covered by the evaluation. In Part II, the identities and signatures of the rater and senior rater are documented, ensuring accountability in the assessment process. The form also includes a duty description in Part III, which outlines the NCO's principal duties and responsibilities. Performance evaluation is thoroughly addressed in Part IV, where various attributes such as character, presence, intellect, leadership, development, and achievement are assessed. Finally, Part V provides a summary of the senior rater's overall assessment of the NCO's potential compared to peers. This structured approach not only facilitates a comprehensive evaluation but also promotes transparency and fairness in the assessment process.

Key takeaways

When filling out and using the DA 2166-9-1 form, consider the following key takeaways:

  • Accurate Information is Essential: Ensure that all personal and administrative data is filled out correctly, including name, SSN, rank, and unit information.
  • Understand Submission Reasons: Clearly state the reason for submission in the designated section to avoid confusion.
  • Follow the Correct Format: Use the specified format for dates (YYYYMMDD) throughout the form to maintain consistency.
  • Rater and Senior Rater Information: Complete the sections for the rater and senior rater accurately, including their signatures and email addresses.
  • Performance Evaluation is Critical: Provide thorough evaluations in the performance section. Address each area with specific comments regarding the rated NCO's performance.
  • Counseling Dates Matter: Record all counseling dates accurately to reflect the support and guidance provided to the rated NCO.
  • Review Process: Be aware of the review process. The supplementary reviewer’s comments can provide additional insights into the evaluation.
  • Signature Acknowledgment: The rated NCO's signature does not indicate agreement with the evaluation but confirms the accuracy of the administrative data.
  • Know the Appeals Process: Familiarize yourself with the appeals process outlined in AR 623-3 in case of disagreements with the evaluation.

Documents used along the form

The DA Form 2166-9-1 is an essential document used for evaluating non-commissioned officers (NCOs) in the U.S. Army. Several other forms and documents are often utilized in conjunction with this evaluation report to ensure a comprehensive assessment of performance and potential. Below is a list of these related documents.

  • DA Form 4856: This is a Developmental Counseling Form used to document counseling sessions between leaders and soldiers. It captures the soldier's strengths, weaknesses, and areas for improvement.
  • DA Form 67-9: This is the NCO Evaluation Report used for higher-ranking NCOs. It provides a standardized format for evaluating performance and potential, similar to the DA Form 2166-9-1 but for different ranks.
  • DA Form 705: This form records the results of the Army Physical Fitness Test (APFT). It is crucial for documenting physical readiness and performance standards.
  • DA Form 5500/5501: These forms are used to measure body fat for soldiers who do not meet Army weight standards. They provide an assessment of physical fitness and adherence to Army regulations.
  • DA Form 1059: This form is used to document academic achievements and completion of military training courses. It highlights additional qualifications and skills acquired by the soldier.
  • DA Form 201: The Individual Medical Readiness Record tracks a soldier's medical readiness, including immunizations and physical examinations. This form ensures that soldiers meet health standards for deployment.
  • Missouri Operating Agreement form: This document is essential for outlining the operational structure of an LLC in Missouri, ensuring clarity among members. For more information, you can visit https://missouriform.com/.
  • DA Form 4187: This form is used for personnel actions, such as requests for reassignments or changes in duty status. It plays a role in documenting changes that may affect evaluations.
  • DA Form 2-1: The Personnel Qualification Record provides a comprehensive overview of a soldier's qualifications, assignments, and training history. It is often referenced during evaluations.

These documents collectively support the evaluation process, ensuring that all aspects of a soldier's performance and readiness are considered. Utilizing these forms helps maintain a standardized approach to personnel assessments within the Army.

Dos and Don'ts

When filling out the DA 2166-9-1 form, keep these tips in mind:

  • Double-check your information. Ensure that names, SSNs, and other details are accurate.
  • Use official email addresses. Always provide a .gov or .mil email for all parties involved.
  • Complete all sections. Make sure each part of the form is filled out to avoid delays.
  • Sign where required. Ensure that all signatures are obtained before submission.

Also, avoid these common mistakes:

  • Do not leave any fields blank. Incomplete forms can lead to processing issues.
  • Avoid using unofficial email addresses. This can cause communication problems.
  • Do not rush through the process. Take your time to ensure accuracy.
  • Never submit without reviewing the entire form. A final check can catch errors.

Common mistakes

Filling out the DA 2166-9-1 form can be a daunting task, and many individuals make common mistakes that can lead to delays or complications in the evaluation process. One frequent error is failing to provide complete and accurate personal information in Part I. This includes the name, Social Security Number, and rank. Omitting any of this information can cause significant issues, as the form may be considered incomplete.

Another mistake often seen is incorrect dates in the "Period Covered" section. It is crucial to ensure that the start and end dates accurately reflect the evaluation period. Inaccurate dates can lead to confusion and may affect the validity of the evaluation. Additionally, some individuals forget to include the reason for submission. This is a vital piece of information that helps clarify the context of the evaluation.

Many people also overlook the importance of the Rater’s and Senior Rater’s signatures. Without these signatures, the form cannot be processed. Ensure that all parties involved sign and date the form in the appropriate sections. Failing to do so can result in delays and may necessitate a resubmission of the form.

Another common pitfall is neglecting to verify the email addresses provided. The form requires .gov or .mil email addresses, and any errors here can hinder communication regarding the evaluation. Double-checking these details can save time and prevent unnecessary follow-ups.

In Part III, some individuals may provide vague or incomplete descriptions of daily duties and responsibilities. It is essential to be specific and thorough, as this section significantly impacts the overall evaluation. Describing duties in detail helps provide a clearer picture of the rated NCO's contributions and capabilities.

Furthermore, many fail to address the required comments in the performance evaluation sections. Simply checking a box without elaborating can undermine the evaluation's effectiveness. Providing specific examples and observations strengthens the assessment and offers valuable insights into the rated NCO's performance.

Another mistake is not following the guidelines for the APFT and height/weight entries. If an NCO has failed the APFT or does not meet height and weight standards, comments are mandatory. Ignoring this requirement can raise questions about the accuracy of the evaluation.

Lastly, individuals sometimes forget to include enclosures or attachments that are relevant to the evaluation. This could include previous performance evaluations or other supporting documents. Omitting these can lead to a lack of context for the current evaluation, potentially affecting the overall assessment.

In conclusion, taking the time to carefully review and complete the DA 2166-9-1 form can significantly impact the evaluation process. By avoiding these common mistakes, individuals can ensure that their evaluations are accurate, complete, and reflective of their true performance.

File Characteristics

Fact Name Description
Purpose The DA 2166-9-1 form is used for evaluating the performance of Non-Commissioned Officers (NCOs) in the U.S. Army, specifically for the rank of Sergeant (SGT).
Governing Regulations This form is governed by Army Regulation (AR) 623-3 and Department of the Army Pamphlet (DA PAM) 623-3, which outline the policies for NCO evaluations.
Privacy Considerations The form includes a Privacy Act Statement as mandated by AR 623-3, ensuring that personal information is handled with confidentiality.
Parts of the Form The DA 2166-9-1 is divided into several parts, including administrative data, authentication, duty description, performance evaluation, and senior rater overall potential.
Submission Requirements Submission of the form requires the completion of various sections, including the rated NCO's acknowledgment of the evaluation and counseling dates.

Form Sample

HQDA#:

Attachments Menu

NCO EVALUATION REPORT (SGT)

For use of this form, see AR 623-­3 and DA PAM 623-­3 the proponent agency is DCS, G-­1.

SEE PRIVACY ACT STATEMENT

IN AR 623-­3

PART I ADMINISTRATIVE DATA

a.NAME (Last, First, Middle Initial)

b. SSN (or DOD ID No.)

c. RANK

d. DATE OF RANK

e. PMOSC

f. UNIT, ORG, STATION, ZIP CODE OR APO, MAJOR COMMAND

g. STATUS CODE

h. UIC

i. REASON FOR SUBMISSION

j. PERIOD COVERED

FROMTHRU

YEAR MONTH DAY

YEAR MONTH DAY

k.RATED MONTHS

l.NONRATED CODES

m. NO OF ENCLOSURES

n. RATED NCO'S EMAIL ADDRESS (.gov or .mil)

PART II AUTHENTICATION

a1. NAME OF RATER (Last, First, Middle Initial)

a2. SSN (or DOD ID No.)

a3. RATER'S SIGNATURE

a4. DATE (YYYYMMDD)

a5. RANK

PMOSC/BRANCH

ORGANIZATION

DUTY ASSIGNMENT

a6. RATER'S EMAIL ADDRESS (.gov or .mil)

b1. NAME OF SENIOR RATER (Last, First, Middle Initial)

b2. SSN (or DOD ID No.)

b3. SENIOR RATER'S SIGNATURE

b4. DATE (YYYYMMDD)

b5. RANK

PMOSC/BRANCH

ORGANIZATION

DUTY ASSIGNMENT

b6. SENIOR RATER'S EMAIL ADDRESS (.gov or .mil)

c1. SUPPLEMENTARY

c2. NAME OF SUPPLEMENTARY REVIEWER

c3. RANK

PMOSC/

ORGANIZATION

DUTY ASSIGNMENT

REVIEW REQUIRED?

(Last, First, Middle Initial)

 

 

BRANCH

 

 

 

YES

NO

 

 

 

 

 

 

 

 

 

 

 

 

 

 

c4. COMMENTS

 

c5. SUPPLEMENTARY REVIEWER'S SIGNATURE

c6. DATE(YYYYMMDD)

 

c7. SUPPLEMENTARY REVIEWER'S EMAIL ADDRESS

ENCLOSED?

 

 

 

 

 

 

(.gov or .mil)

 

YES

NO

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

RATED NCO: I understand my signature does not constitute agreement or disagreement with the assessments of the rater and senior rater. I further understand my signature verifies that the administrative data in Part I, the rating officials and counseling dates in Part II, the duty description in Part III, and the APFT and height/weight entries in Part IVa and IVb are correct. I have seen the completed report. I am aware of the appeals process of AR 623-­3.

d1. COUNSELING DATES INITIAL

LATER

LATER

LATER

d2. RATED NCO'S SIGNATURE

d3. DATE (YYYYMMDD)

PART III DUTY DESCRIPTION (Rater)

a. PRINCIPAL DUTY TITLE

b. DUTY MOSC

c.DAILY DUTIES AND SCOPE (To include, as appropriate, people, equipment, facilities, and dollars)

d.AREAS OF SPECIAL EMPHASIS

e.APPOINTED DUTIES

PART IV PERFORMANCE EVALUATION, PROFESSIONALISM, ATTRIBUTES, AND COMPETENCIES (Rater)

a. APFT Pass/Fail/Profile:

Date:

b. Height:

Weight:

Within Standard?

(Comments required for "Failed" APFT, "No" APFT, or "Profile" when it precludes performance of duty, and "No" for Army Weight Standards.) Reset Item a. APFT/Pass/Fail/Profile

c.CHARACTER: (Include bullet comments addressing Rated NCO's performance as it relates to adherence to Army Values, Empathy, Warrior Ethos/Service Ethos, and Discipline. Fully supports SHARP, EO, and EEO.)

MET

DID NOT MEET

STANDARD

STANDARD

COMMENTS:

DA FORM 2166-­9-­1, NOV 2015

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RATED NCO'S NAME (Last, First, Middle Initial)

SSN (or DOD ID No.)

THRU DATE

 

 

 

PART IV PERFORMANCE EVALUATION, PROFESSIONALISM, ATTRIBUTES, AND COMPETENCIES (Rater)

d. PRESENCE: (Military and professional

COMMENTS:

bearing, Fitness, Confidence, Resilience.)

 

MET

DID NOT MEET

 

STANDARD

STANDARD

 

e. INTELLECT: (Mental agility, Sound judgment, COMMENTS:

Innovation, Interpersonal tact, Expertise.)

MET

DID NOT MEET

STANDARD

STANDARD

f. LEADS: (Leads others, Builds trust, Extends COMMENTS:

influence beyond the chain of command, Leads by

example Communicates.)

 

MET

DID NOT MEET

STANDARD

STANDARD

g. DEVELOPS: (Creates a positive command/ COMMENTS:

workplace environment, Fosters esprit de corps,

Prepares self, Develops others, Stewards the

profession.)

 

MET

DID NOT MEET

STANDARD

STANDARD

 

 

h. ACHIEVES: (Gets results.)

COMMENTS:

MET

DID NOT MEET

STANDARD

STANDARD

 

 

 

 

 

 

RATER OVERALL PERFORMANCE

 

i. I currently rate

NCOs in this grade.

 

COMMENTS:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PART V SENIOR RATER OVERALL POTENTIAL

a. Select one box representing Rated

b. COMMENTS:

 

NCO’s potential compared to others in the

 

 

same grade whom you have rated in your

 

 

career. I currently senior rate

 

 

NCOs in this grade.

 

 

 

 

 

 

 

 

 

 

 

 

MOST QUALIFIED

 

 

 

 

 

 

HIGHLY QUALIFIED

 

 

QUALIFIED

 

 

 

 

 

 

NOT QUALIFIED

 

 

 

 

 

 

 

 

 

c. List two successive assignments and one broadening assignment (3-­5 years).

 

Successive Assignment:

1)

 

 

2)

Broadening Assignment:

 

 

 

DA FORM 2166-­9-­1, NOV 2015

 

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