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The Lic 500 form is a crucial document for facilities operating under the California Department of Social Services. It serves as a personnel report that ensures compliance with state regulations regarding staffing and background checks. This form requires facilities to maintain an up-to-date roster of all personnel, including licensees, administrators, volunteers, and backup staff. Each individual's role and schedule must be clearly documented. Additionally, it highlights the necessity of conducting criminal background checks for certain staff members, as mandated by California Health and Safety Code. Those who are exempt from these checks must also be listed, along with a verification signature from the licensee or designated representative. This comprehensive reporting not only aids in regulatory compliance but also promotes the safety and well-being of individuals in care. Accurate completion and timely submission of the Lic 500 form are essential for maintaining operational integrity and ensuring that all personnel meet the required standards for employment in residential facilities.

Key takeaways

Filling out the Lic 500 form is an essential task for any facility operating under California's Health and Human Services regulations. Here are some key takeaways to help you navigate the process effectively:

  • Understand the Purpose: This form is designed to maintain an up-to-date roster of all personnel and adults residing in the facility.
  • Include All Relevant Individuals: Be sure to list backup persons, volunteers, and the licensee or administrator/director.
  • Criminal Background Checks: Certain staff members must undergo criminal background checks before they can work or reside in the facility.
  • Documentation: Record the license or certificate number for specialized staff, such as social workers or consultants, if applicable.
  • Report Changes: Notify the licensing agency of any personnel changes as required by regulations.
  • Keep Copies: After sending the original form to the licensing agency, retain a copy for your facility’s records.
  • Verification of Exemptions: The licensee or designated representative must verify that certain individuals are exempt from background checks by signing the form.
  • Timeliness: Fill out and submit the form promptly to ensure compliance with state regulations.

By following these guidelines, you can ensure that your Lic 500 form is completed accurately and meets all necessary requirements.

Documents used along the form

The Lic 500 form is an essential document used by facilities in California to maintain a current roster of personnel and other adults residing in the facility. Alongside this form, several other documents may be required to ensure compliance with state regulations and to facilitate the smooth operation of the facility. Below are four commonly used forms and documents that often accompany the Lic 500 form.

  • LIC 501 - Personnel Report: This form provides detailed information about each staff member employed at the facility. It includes their qualifications, job descriptions, and work schedules. This report helps ensure that all personnel meet the necessary requirements for their positions.
  • LIC 508 - Criminal Record Statement: This document is crucial for verifying that all staff members have undergone the required criminal background checks. It requires the signature of the employee affirming that they have disclosed any relevant criminal history, which is essential for compliance with state laws.
  • LIC 9100 - Application for a License: This application is submitted when seeking to obtain or renew a license for the facility. It includes detailed information about the facility's operations, staff, and services offered, ensuring that the facility meets all regulatory standards before being licensed.
  • RV Bill of Sale Form: To record transactions accurately, it's important to have a detailed RV Bill of Sale for your vehicles that protects both buyers and sellers.
  • LIC 500A - Staff Schedule: This form outlines the daily and weekly schedules for all staff members. It is important for demonstrating that the facility maintains adequate staffing levels to provide proper supervision and care for residents, which is critical for compliance with licensing regulations.

These documents work in conjunction with the Lic 500 form to ensure that facilities operate within the legal framework established by the state. Keeping accurate records and complying with these requirements is vital for the health and safety of residents and the overall integrity of the facility.

Dos and Don'ts

When filling out the Lic 500 form, there are important steps to follow and pitfalls to avoid. Here’s a list of things to do and not to do:

  • Do ensure that all personnel listed are current and accurate.
  • Do include the license or certificate number for specialized staff, if applicable.
  • Do report any changes in personnel to the licensing agency promptly.
  • Do retain a copy of the completed form in the facility file for your records.
  • Do sign and date the form to verify the information provided.
  • Don't forget to check the criminal background check requirements for all staff members.
  • Don't leave any sections of the form blank; provide all requested information.
  • Don't submit the form without reviewing it for errors or omissions.
  • Don't assume that all staff are exempt from background checks without proper verification.
  • Don't delay in sending the original form to the licensing agency.

Common mistakes

Filling out the Lic 500 form correctly is essential for maintaining compliance with state regulations. However, many people make common mistakes that can lead to issues. One frequent error is failing to include all required personnel. The form must list all staff members, including backup persons, volunteers, and licensees. Omitting anyone can result in incomplete records, which may lead to penalties.

Another mistake is neglecting to provide accurate job titles. Each staff member's role should be clearly stated. Mislabeling or leaving this section blank can create confusion about responsibilities and oversight within the facility. Ensuring that job titles are precise helps licensing agencies understand the structure of the facility.

People often overlook the need for criminal background checks. It is crucial to indicate which staff members are subject to these checks. Failing to do so can lead to non-compliance with state laws. Additionally, it is important to ensure that the dates of employment are current. Inaccurate or outdated information can hinder the verification process.

Another common oversight is the signature verification for those exempt from background checks. The licensee or designated representative must sign to confirm their belief that certain individuals are exempt. Without this signature, the form may be considered incomplete, which can delay the licensing process.

Some individuals also forget to report changes in personnel. If there are any updates, such as new hires or departures, these must be documented and reported to the licensing agency as required. Failing to keep the roster current can lead to compliance issues during inspections.

Additionally, people sometimes do not retain a copy of the completed form for their facility files. Keeping a copy is essential for record-keeping and future reference. This practice ensures that the facility can provide documentation if needed during audits or inspections.

Finally, many individuals fail to double-check for accuracy before submitting the form. Simple typos or errors can lead to misunderstandings or delays. Taking the time to review the form thoroughly can prevent these issues and facilitate a smoother licensing process.

File Characteristics

Fact Name Description
Purpose The LIC 500 form is used to maintain a current roster of personnel and other adults in a facility.
Governing Laws This form is governed by Sections 1522, 1568.09, 1569.17, and 1596.871 of the California Health and Safety Code.
Criminal Background Check Staff members listed on the form must undergo a criminal background check as required by California law.
Record Keeping Facilities must send the original form to the licensing agency and keep a copy in their files.
Exempt Staff Some staff may be exempt from background checks, but this must be verified by the licensee or designated representative.
Facility Information The form requires details such as the facility name, type, number, and personnel's job titles and hours.

Form Sample

STATE OF CALIFORNIA — HEALTH AND HUMAN SERVICES AGENCY

CALIFORNIA DEPARTMENT OF SOCIAL SERVICES

PERSONNEL REPORT

INSTRUCTIONS: This form is intended for keeping a current roster of all the facility personnel, other adults and licensees residing in the facility, including backup persons, volunteers and licensee if administrator/director. Show license/certificate number if applicable for specialized staff [e.g., Social Worker and other consultant(s)]. Show coverage for twenty-four hour supervision in residential facilities. Report any changes in personnel to the licensing agency as required by regulations. Send original to Licensing Agency and retain copy in facility file.

NAME OF FACILITY

FACILITY TYPE

FACILITY NUMBER

PREPARED BY

DATE

A.STAFF SUBJECT TO CRIMINAL BACKGROUND CHECK REQUIREMENTS: The following staff members are subject to a criminal background check pursuant to Sections 1522, 1568.09, 1569.17 and 1596.871 of the Health and Safety Code. A California background clearance or a criminal record exemption shall be obtained prior to employment, residence or initial presence in the facility.

 

DATE

 

 

SPECIFY

 

 

SPECIFY

 

 

SPECIFY

 

NAME

JOB TITLE

DAYS AND HOURS ON DUTY

DAYS AND HOURS ON DUTY

DAYS AND HOURS ON DUTY

EMPL'D

 

 

DAYS

FROM

TO

DAYS

FROM

TO

DAYS

FROM

TO

 

 

 

Licensee/Administrator

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

LIC 500 (11/03) (PUBLIC)

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B.STAFF EXEMPT FROM CRIMINAL BACKGROUND CHECK REQUIREMENTS: The following are believed exempt from criminal background check requirements pursuant to Sections 1522, 1568.09, 1569.17 and 1596.871 of the Health and Safety Code. The licensee or designated representative shall sign below to verify that he or she believes the indicated persons are exempt from criminal background check requirements pursuant to statute.

Signature ________________________________________________________________________________ Date __________________

NAME

DATE

EMPL'D

JOB TITLE

 

SPECIFY

 

 

SPECIFY

 

 

SPECIFY

 

DAYS AND HOURS ON DUTY

DAYS AND HOURS ON DUTY

DAYS AND HOURS ON DUTY

DAYS

FROM

TO

DAYS

FROM

TO

DAYS

FROM

TO

 

 

 

 

 

 

 

 

 

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